Global Broker Regulation Inquiry App
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UBS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-12-01
UBS
Huarong Hong Kong (East Wing, 15th Floor, China Huarong Tower) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
Huarong
AP CAPITAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
AP CAPITAL
Global Finance Asset Management Limited Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-20
Global Finance Asset Management Limited
Global Finance Asset Management LimitedGsgold Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2026-02-02
Gsgold
ASA SECURITIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-02
ASA SECURITIES
JARDINESINVESTMENT Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-13
JARDINESINVESTMENT
Silverlion Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-13
Silverlion Securities
CSCI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CHINA SECURITIES INTERNATIONAL
SUNWAH KINGSWAY Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
SUNWAH KINGSWAY
China Galaxy Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
China Galaxy
StoneX Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
StoneX
MPF Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-10
MPF
Futu Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
FUTU
CMBC Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CMBC
CMS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
CMS
SBI E2-Capital Hong Kong (Winbase Centre) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-31
SBI E2-Capital
KGI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
KGI
Kingston Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Kingston
Huatai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Huatai International
Hong Kong UBS
Hong Kong Huarong
Hong Kong AP CAPITAL
Global Finance Asset Management Limited Hong Kong Verified: Operational Office ConfirmedHong Kong Global Finance Asset Management Limited
Hong Kong Gsgold
Hong Kong ASA SECURITIES
Hong Kong JARDINESINVESTMENT
Hong Kong Silverlion Securities
Hong Kong CHINA SECURITIES INTERNATIONAL
Hong Kong SUNWAH KINGSWAY
Hong Kong China Galaxy
Hong Kong StoneX
Hong Kong MPF
Hong Kong FUTU
Hong Kong CMBC
Hong Kong CMS
Hong Kong SBI E2-Capital
Hong Kong KGI
Hong Kong Kingston
Hong Kong Huatai International
Field-Surveyed Broker
Offshore Regulation
BAAZEX
4.70
Score ECN Account5-10 yearsRegulated in SeychellesDerivatives Trading License (EP)MT5 Full LicenseGlobal BusinessMedium RiskOffshore Regulation
Regulated
Riyadex
5.58
Score WikiLicense ECN AccountWithin 1 yearRegulated in South AfricaDerivatives Trading License (EP)MT5 Full LicenseRegional Brokers
Not Regulated
Arqaam capital
1.84
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Not Regulated
MARKET SECURITIES
1.89
Score 5-10 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
HYCM
7.13
Score 20+ yearsRegulated in United KingdomMarket Making License (MM)Self-developedHigh Potential Risk
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